• Ethics and Compliance Advisory

Ethics and Compliance Advisory

The aim is to assist organisations in developing and implementing best practices in order to prevent and detect frauds and corruption. Our service portfolio includes the following:

Anti-fraud Advisory: We conduct a comprehensive fraud risk assessment for our clients to provide them with an independent and objective assessment of the existing anti-fraud programme, identify gaps in the existing controls and suggest measures to mitigate the gaps. We assist in setting up a monitoring framework, developing relevant checking procedures and identifying key risk indicators of fraud, corruption and abuse. We also develop anti-fraud programmes to train employees, and help to create a continuously evolving control environment reflective of the risk landscape.

Business Ethics Advisory:  Ethics advisory services assist the client with well-designed training and education workshops on ethical dilemmas, ethical perception surveys, code of conduct development, training & communication modules, etc. which creates awareness and communication of organisation’s values and codes to its employees.

Anti-bribery Anti-Corruption Advisory: Anti-Bribery Anti-Corruption Advisory provides assistance to clients with legislations like UK Bribery Act and Foreign Corrupt Practices Act (FCPA). We help clients understand and respond to anti-corruption compliance in all its phases, even when the business spans many jurisdictions and are governed by many regulators. We assist in determining loose controls posing risk of violation of FCPA and Bribery Act, showcasing company's views on corruption and bribery to SEC, DOJ and other regulatory bodies and also provide training to employees regarding FCPA, Bribery Act and related provisions.

Whistle-blower Hotline: Whistle blowing services help clients to uncover acts of fraud and misconduct in their organisations and provides highest level of anonymity at low cost. We work together with a third party service providers, which are professional services organisation specialised in whistle blowing services. The third party service provider operates the hotline from a technical standpoint and we work together in the implementation phase.

Anti-trust and Competition Advisory: It is critical for organisations to have in place an AML, KYC and contract compliance framework to avoid situations of frauds.