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Manager - Capital Market

21 October 2022

Location: Mumbai - The Ruby , Mumbai - Goregaon
Job title: Manager
Reference:
Contact: Meenakshi Ganju

Position -  Manager,– Audit & Assurance

Qualification

  • Qualified Chartered Accountant
  • Additional degrees such as Company Secretary, CPA, CISA/DISA, Diploma in IFRS/Ind-AS, etc. would be added advantage

Skills -

  • Strong analytical and communication skills (verbal and written)
  • Good drafting skills
  • Have the ability to work under pressure under stringent deadlines
  • Should possess good interpersonal skills and be able to manage team and interact with the team.

Experience

  • Candidate should have relevant experience of 5 to 7 years preferably in Audit & Assurance function in a reputed CA firm. Experience in assurance services in relation to Capital Market Transactions is preferred.
  • ​Candidate should have sound knowledge of auditing standards, accounting standards (IGAAP, Ind-AS, IFRS and US GAAP), Companies Act, SEBI Listing (Obligations and Disclosure Requirements) Regulations 2015, SEBI (Issue of Capital and Disclosure Requirements), 2018 etc. and should be able to practically apply these concepts.

Capital Markets Team profile (CM team)

CM team is a central team whose primary role is to assist the Audit & Assurance function of the Firm to ensure adherence to professional standards and other applicable regulations. Its functions include:

  • Advising the audit team and partners PAN India on complex matters relating to initial public offers, bonds issues, rights, issue, etc.
  • Analysis of new developments in professional standards, regulatory and legal requirements and guiding the audit teams
  • Assisting the Firm in their initiatives to improve audit quality and enhance the capital market function.
  • Maintaining the Library (knowledge bank) and circulation of updates to audit teams       
  • Preparing internal notes for circulation.
  • Standardisation of Templates and Working Papers for use by Audit & Assurance Team in providing comfort letters, arrangement letters, various certificates, etc.
  • Conducting reviews of Offer Documents
  • Providing Staff training to Audit & Assurance Team
    Conducting Periodic inspection of engagement files

Manager (CM Team) Profile

  • Carrying out research and analysis of matters related to capital market transactions (IPOs, Rights Issues, Bonds/NCD issues), applicable SEBI Regulations
  • Advising the audit team and partners PAN India on matters relating to initial public offers, bonds issues, rights, issue, etc.
  • Conducting reviews of Offer Documents
  • Analysis of new developments in professional standards, regulatory and legal requirements and guiding the audit teams
  • Conducting Periodic inspection of engagements to ensure quality control is operating efficiently
  • Drafting and implementation various policies and procedures to ensure compliance with requirements of Professional standards and regulatory and legal requirements.
  • Drafting and circulation of internal notes and guidance for audit team
  • Assisting the Firm in their initiatives to improve audit quality and enhance the audit function.
  • Providing Staff training to Audit & Assurance Team
  • Standardisation of Templates and Working Papers

As a Manager, you will be required to lead the overall functions of the CM Team as mentioned above and reporting directly to Director/Partner.

 

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